Compliance & Regulation

Advisers have been urged to make their voices heard about a perceived unfairness on how the Financial Service Compensation Scheme (FSCS) funding model works. Last week, the Financial Conduct Authority (FCA) announced...

Spire Healthcare shareholders have blocked the proposed takeover of the private healthcare provider by Ramsay Health Care. In late May the boards of both firms revealed they had reached agreement on Ramsay...

The Financial Conduct Authority (FCA) received more than 1,500 complaints about its service and operations in the 2020-21 financial year, a rise of 21% from the previous year and almost three times...

The Care Quality Commission (CQC) has told Mediscan Diagnostic Services Limited to stop some of its procedures and make urgent improvements to the quality of its diagnostic and screening core service. The...

Insurers have clarified their positions the issue of mask wearing in the office. Today many remaining Covid precautions are being lifted in England - including the legal obligation to wear a face...

The watchdog that oversees financial regulators has criticised the Financial Conduct Authority (FCA) for repeating failings from the Keydata saga of 2009 in two of the most high-profile collapses of the last...

Financial Conduct Authority (FCA) CEO Nikhil Rathi has committed to building a more assertive FCA which test its powers to the limit. Speaking about the regulator’s ongoing approach, Rathi said he would...

The Financial Conduct Authority (FCA) has committed to a policy review of the Financial Services Compensation Scheme (FSCS) to ensure it strikes the right balance between providing a safety net for consumers...

The Financial Conduct Authority (FCA) is seeking to open a new office in Leeds as part of an expansion across the country. This morning FCA CEO Nikhil Rathi revealed that the regulator...

The Financial Conduct Authority (FCA) has said it is making progress with improving the diversity of its leadership after failing to hit its 2020 target. The FCA's 2020/21 business plan reveals it...