Tag: FCA

Principal firms have tightened up control of their appointed representatives (AR) as a result of the Financial Conduct Authority’s (FCA) ...

One in five firms believe the Financial Conduct Authority (FCA) has not been effective in engaging with firms as they ...

The Financial Conduct Authority (FCA) improved its service levels performance last year but is still lagging behind targets for dealing ...

The Financial Conduct Authority (FCA) received 1,454 complaints about its operations during 2022, a 20% increase on the figure a ...

The Financial Conduct Authority (FCA) is updating its existing guidance on social media and customer communications to better protect consumers ...

The Financial Conduct Authority (FCA) has revised down its fee rate for advisers operating in the health and protection insurance ...

The National Audit Office (NAO) will investigate the Financial Conduct Authority's (FCA) over its effectiveness and readiness to meet future ...

SIP Medical Family Office has obtained direct authorisation under the Financial Conduct Authority (FCA) following Brexit.  The move means that ...

Mortgage, protection and compliance services distributor Paradigm has added a Consumer Duty test to their CPD Academy Test Zone and ...

The number of pure protection sales marginally decreased over the past year amid a decline in advised critical illness sales ...