FCA proposes tighter AR controls as complaints up to 400% higher than DAs
The Financial Conduct Authority (FCA) is proposing tighter controls and greater data sharing on appointed representative (AR) firms to cut ...
Read moreThe Financial Conduct Authority (FCA) is proposing tighter controls and greater data sharing on appointed representative (AR) firms to cut ...
Read moreThe Financial Conduct Authority (FCA) has proposed doubling the minimum fee it charges firms including advisers and intermediaries to be ...
Read moreA senior Treasury minister has told the finance industry he wants UK regulators to be proactive when considering online risks, ...
Read moreThe Financial Conduct Authority (FCA) is transferring powers for some of its regulatory interventions down to senior managers within the ...
Read moreThe Financial Conduct Authority (FCA) has praised how firms adapted to the pandemic but emphasised seven key points they must ...
Read moreCommission in the health and protection market is “bound to be” on the Financial Conduct Authority’s (FCA) radar and “must ...
Read moreThe Financial Conduct Authority (FCA) and HM Treasury (HMT) will be consulting this month on tighter rules for the appointed ...
Read moreThe Financial Conduct Authority (FCA) has required LV= to improve communications with members as it granted permission for the mutual ...
Read moreHalf of appointed representative (AR) permission applications made by firms using the Financial Conduct Authority’s (FCA) gateway pilot did not ...
Read moreCharles Randell has asked the Chancellor of the Exchequer to start the process to appoint his successor as chairman of ...
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