FCA AR review results in removal of 11 firms
The Financial Conduct Authority’s (FCA) supervisory work related to inactive appointed representatives (ARs) has resulted in networks removing 11 firms, ...
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Tag: appointed representatives
Principal firms will require FCA permission to launch ARs in Treasury overhaul
Authorised firms will need permission from the Financial Conduct Authority (FCA) to begin using appointed representatives (ARs), as part of ...
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Primis faces £1.9m bill after expelling protection AR firm
LSL Property Services has included a £1.9m charge in its annual results after expelling a protection advice firm from its ...
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Networks cast doubt over FCA’s capacity to directly authorise all ARs
Advice networks have argued the regulator does not have the scale or ability to directly authorise thousands of appointed representative ...
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MPs label FCA ‘incompetent’ and call for ban of ‘confusing’ AR regime
MPs and peers are proposing that the appointed representative (AR) regime should either be banned entirely or networks should be ...
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