Vulnerable customer guidance will cost £1.15bn in first year – FCA
The Financial Conduct Authority (FCA) believes it will cost more than £1.15bn for the industry to implement its vulnerable consumer ...
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Tag: FCA
Advisers must engage with ‘unfair’ FSCS compensation funding consultation
Health and protection advisers are being urged to engage with the Financial Conduct Authority (FCA) consultation on changes to the ...
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ARs trigger three times more insurance complaints than DA firms
Principal firms and their appointed representatives (ARs) are responsible for three times more complaints regarding health, protection and other general ...
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FCA expects 10% of appointed representatives to exit
The Financial Conduct Authority (FCA) expects around 10% of authorised representatives (ARs) to leave the financial services industry following its ...
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FCA proposes tighter AR controls as complaints up to 400% higher than DAs
The Financial Conduct Authority (FCA) is proposing tighter controls and greater data sharing on appointed representative (AR) firms to cut ...
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FCA proposes doubling minimum fees for advisers
The Financial Conduct Authority (FCA) has proposed doubling the minimum fee it charges firms including advisers and intermediaries to be ...
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Treasury minister wants regulators on ‘front foot’ in digital age but ignores pleas over online scams
A senior Treasury minister has told the finance industry he wants UK regulators to be proactive when considering online risks, ...
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FCA empowers senior managers to make interventions despite fairness worries
The Financial Conduct Authority (FCA) is transferring powers for some of its regulatory interventions down to senior managers within the ...
Read moreFCA highlights key hybrid working operational resilience risks firms must tackle
The Financial Conduct Authority (FCA) has praised how firms adapted to the pandemic but emphasised seven key points they must ...
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Commission ‘bound to be’ on FCA radar and must be ‘right value’ – Aviva
Commission in the health and protection market is “bound to be” on the Financial Conduct Authority’s (FCA) radar and “must ...
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