FCA’s ten expectations of firms under the Consumer Duty
As part of it’s incoming Consumer Duty the Financial Conduct Authority (FCA) has set out ten expectations of how firms ...
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Tag: FCA
Consumer Duty no more challenging for advisers than any other rules – Mills
The Consumer Duty is no more challenging to advisers than any other part of the financial services sector, according to ...
Read moreFCA gives firms three-month extension to implement Consumer Duty
The Financial Conduct Authority (FCA) has given firms a three month extension to execute its Consumer Duty for all new ...
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Consumer Duty does not ban loaded premiums but FCA may review issue
The Financial Conduct Authority (FCA) has confirmed its Consumer Duty does not explicitly prohibit the controversial practice of loaded premiums ...
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FCA reveals 14 firms with 50,000 customers not authorised as funeral providers
The Financial Conduct Authority (FCA) has published a list of 14 firms covering more than 50,000 people who will not ...
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Treasury and FCA ‘circus’ dodges responsibility as poorest excluded from insurance
HM Treasury and the Financial Conduct Authority (FCA) need to take responsibility for solving the problem of the poorest people ...
Read moreFCA clears complaints backlog as commissioner slams ‘unjustified’ compensation stance
The Financial Conduct Authority (FCA) received 1,212 complaints in the 2021/22 financial year, 24% fewer compared to 1,596 in 2020/21, ...
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FCA performance continues downward spiral as only half of SLAs being met
The Financial Conduct Authority (FCA) is barely meeting half of its service level targets after another worsening performance in the ...
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Staff numbers drop at FCA as attrition returns to pre-pandemic levels
Staff numbers at the Financial Conduct Authority (FCA) fell by 167 in the last financial year despite the regulator focusing ...
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Regulator misses AR status notifications target again
The Financial Conduct Authority (FCA) processed just 44.7% of complete notifications of appointed representative (AR) status within its target over ...
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