Tag: FCA

The Financial Conduct Authority (FCA) expects implementing its appointed representative (AR) regime overhaul to cost the financial services sector around ...

Principal firms must investigate the history of their appointed representatives (AR) including other principal firms they worked for and why ...

The Financial Conduct Authority (FCA) is halving the notice period firms will need to give it ahead of engaging an ...

The Financial Conduct Authority (FCA) has rejected calls from firms for a 12-month implementation period for its new regime for ...

All distributors are required to ensure their charges for distributing products or services represent fair value, according to guidance from ...

This week the Financial Conduct Authority (FCA) published the final rules and guidance for its landmark Consumer Duty. The rules ...

The Financial Conduct Authority (FCA) has named the 26 funeral plan providers that it has authorised as it takes over ...

Advisers are required to tell the the Financial Conduct Authority (FCA) if they witness other firms in the distribution chain ...

The provision and servicing of group risk, group health insurance and other workplace benefit schemes is not covered by Consumer ...

The Financial Conduct Authority (FCA) is already planning for a post-implementation review of its Consumer Duty and has strengthened oversight ...